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Category: Investment Fraud

Dec 7, 2018 - Annuities by |

California and Alameda County Financial Elder Abuse Attorney: Financial Exploitation of Seniors

ATTORNEY NEWSLETTER FINRA Reports Surge In Financial Elder Abuse Claims Unsuitable Products, Breach of Contract, Negligent Advice and More Investors harmed by broker or advisor recommendations can file complaints about the misconduct with the Financial Industry Regulatory Authority (FINRA). FINRA has the power to levy fines and disciplinary sanctions.  The […]

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Sep 5, 2018 - Evans Law Firm by |

San Francisco and California Securities Fraud Attorney: Private Placement Fraud

ATTORNEY NEWSLETTER High-Risk Private Placements Private placements are securities offerings that are not registered with the Securities and Exchange Commission (SEC). Companies raise billions of dollars through private placements, especially small or start-up companies. Investing in private placements is risky and can tie up your money for a long time; […]

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San Francisco and California Elder Abuse and Securities Attorney: Stockbroker Fraud and Financial Elder Abuse

ATTORNEY NEWSLETTER Watch Out for Stockbroker Fraud If You’re a Victim, We Can Help Unscrupulous stockbrokers prey on seniors in particular. After all, seniors hold 1/3 of the nation’s wealth. And stockbrokers are looking for commissions; they don’t earn much if seniors clip coupons off municipal bonds.  Some brokers will […]

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California and San Francisco Whistleblower and Securities Attorneys: Virtual Currency Fraud Schemes

ATTORNEY NEWSLETTER Commodity Futures Trading Commission Wants Whistleblower Help Commission Offers Rewards There’s a lot of hype these days about money to be made in trading virtual currencies and digital tokens like Bitcoin  Be careful with these investments.  Do not purchase digital coins or tokens based on social media tips […]

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San Francisco and California Elder Abuse and Securities Attorney: Check Your Brokerage Statements

ATTORNEY NEWSLETTER Preventing Fraud and Abusive Practices Always review your brokerage statements and trade confirmations carefully! That advice may sound obvious but the securities fraud lawyers at Evans Law Firm, Inc. want to underscore that important reminder.  Statements help you stay on top of your investments but also provide valuable […]

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San Francisco and California Securities Fraud Attorney: Investor Protection

ATTORNEY NEWSLETTER Liability for Misinformation A classic type of securities fraud is when advisors/sellers lure investors into transactions with fraudulent statements or misinformation. When the advisor is the author of the fraudulent statement, liability is clear.  When the advisor merely passes along a fraudulent statement made by another, liability is […]

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