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Category: Real Estate Securities Fraud Archives

Oct 9, 2015 - Annuities by |

Finra Jumps in to Help Elders

ATTORNEY NEWSLETTER Finra, the Financial Industry Regulatory Authority, has decided to give financial advisers the authority to circumvent rules on trade execution when they believe that an elderly client is being manipulated or financially abused. Till now, there was no way of stopping a transaction carried out by unscrupulous relatives […]

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