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Category: Real Estate Securities Fraud Archives

Jan 17, 2019 - Annuities Fraud by |

San Francisco and California Securities Fraud Attorney: Ponzi Schemes and the Elderly

ATTORNEY NEWSLETTER Cheating Elderly Investors A Rash of Ponzi Schemes Targeting Seniors While the Securities and Exchange Commission (SEC) continues to make protecting seniors a priority, many still fall victim to Ponzi schemes and other financial fraud. Crooked insurance agents, retirement planners, and financial advisors cheat the elderly out of […]

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Oct 9, 2015 - Annuities by |

Finra Jumps in to Help Elders

ATTORNEY NEWSLETTER Finra, the Financial Industry Regulatory Authority, has decided to give financial advisers the authority to circumvent rules on trade execution when they believe that an elderly client is being manipulated or financially abused. Till now, there was no way of stopping a transaction carried out by unscrupulous relatives […]

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