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Category: Annuities Fraud

Mar 20, 2018 - Annuities by |

Marin County and California Financial Elder Abuse and Annuity Attorneys: FINRA Enforcement

ATTORNEY NEWSLETTER FINRA Cracking Down on Faulty Annuity Replacements Cracking Down on Exploitation The Financial Industry Regulatory Authority (FINRA) is the independent authority that governs the nation’s financial industry, including the sale of annuities to American consumers. Lately, FINRA has begun to look closely at brokers who churn their clients’ […]

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Mar 8, 2018 - Annuities Fraud by |

Santa Clara County and California Securities and Annuities Attorney: Annuities and Market Volatility

ATTORNEY NEWSLETTER Be Wary of Anti-Volatility Gimmicks On Monday, February 5, the Dow Jones Industrial Average fell by more than 1,179 points, the biggest daily point loss in its history. Although the market recovered, many investors, including seniors and those nearing retirement, understandably have the jitters.  In a volatile market, […]

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Feb 23, 2018 - Annuities Fraud by |

Santa Clara County and California Securities Attorney: Suitability Rules

ATTORNEY NEWSLETTER What to Expect From Your Financial Advisor Rules Governing Investment Recommendations Every day financial advisors recommend all kinds of investments to senior consumers in Santa Clara County and throughout California. Recommendations come from stock brokers, insurance agents, bankers, financial planners, and investment advisors.  Different government, industry and company […]

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Feb 14, 2018 - Annuities by |

Santa Clara County and California Financial Elder Abuse and Annuity Attorneys: Annuity Replacements

ATTORNEY NEWSLETTER Beware of Annuity Surrenders, Churns, Replacements, Twists, and Switches Whenever an insurance salesman or financial advisor recommends you replace or exchange an annuity you own, be sure to get a second opinion. Annuity replacements (also known as churns, exchanges, twists, or switches) often result in surrender penalties, new […]

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Feb 9, 2018 - Annuities by |

Santa Clara County and California Financial Elder Abuse and Annuity Attorneys: Annuity Replacements

ATTORNEY NEWSLETTER Beware of Surrenders, Churns, Replacements, Twists, and Switches Whenever an insurance salesman or financial advisor recommends you replace or exchange an annuity you own, be sure to get a second opinion. Annuity replacements (also known as churns, exchanges, twists, or switches) often result in surrender penalties, new commissions, […]

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Nov 29, 2017 - Annuities by |

Santa Clara County and California Financial Elder Abuse and Annuity Attorneys: FINRA Enforcement

ATTORNEY NEWSLETTER FINRA Cracking Down on Faulty Annuity Replacements Cracking Down on Exploitation The Financial Industry Regulatory Authority (FINRA) is looking closely at brokers who churn their clients’ variable annuities. Recently, FINRA announced disciplinary measures against two brokers who churned client annuities.  The churns (or replacements) resulted in heavy surrender […]

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Nov 27, 2017 - Annuities by |

San Mateo County and California Life Annuities Attorney: RiverSource Annuities

ATTORNEY NEWSLETTER RiverSource Life Insurance Company Deferred Annuities The annuity attorneys at Evans Law Firm Inc. represent clients who have suffered losses on all types of annuity contracts, including fixed, indexed, and variable deferred annuities. These contracts charge sales commissions, rider fees and other benefit charges, and penalties on full […]

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Nov 27, 2017 - Annuities by |

Alameda County and California Financial Elder Abuse and Annuity Attorneys: Hybrid Annuities

ATTORNEY NEWSLETTER Complaints Over Hybrid Annuities What Are Hybrid Annuities? Hybrid annuities, often called buffer variable annuities or structured variable annuities, are complicated combinations of fixed and variable deferred annuities. Equity-indexed or Fixed-indexed annuities are also hybrid annuities.  Agents and issuers sell hybrids as “buffers” against market downturns with higher caps […]

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