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Category: Securities Fraud

Jan 17, 2019 - Annuities Fraud by |

San Francisco and California Securities Fraud Attorney: Ponzi Schemes and the Elderly

ATTORNEY NEWSLETTER Cheating Elderly Investors A Rash of Ponzi Schemes Targeting Seniors While the Securities and Exchange Commission (SEC) continues to make protecting seniors a priority, many still fall victim to Ponzi schemes and other financial fraud. Crooked insurance agents, retirement planners, and financial advisors cheat the elderly out of […]

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California and San Francisco Whistleblower and Securities Fraud Attorneys: Securities and Exchange Commission Whistleblower Awards

ATTORNEY NEWSLETTER Securities and Exchange Commission Pays Out Millions in Whistleblower Awards Whistleblower information about securities law violations is one of the most powerful weapons protecting consumers from securities fraud in this country. Through their knowledge of the circumstances and individuals involved, whistleblowers help authorities identify possible fraud and other […]

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Jan 11, 2019 - Annuities by |

Marin County and California Securities and Financial Elder Abuse Attorney: Surrenders and L Share Variable Annuities

ATTORNEY NEWSLETTER FINRA Concerns With L Share Annuities L Share Variable Annuities are a type of variable annuity where the surrender charge period under the contract is shortened to three or four years but administrative fees and mortality expense rates are higher. L-Shares are also often sold with long-term riders […]

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Marin County and California Financial Elder Abuse and Securities Attorney: Stockbroker Fraud and Financial Elder Abuse

ATTORNEY NEWSLETTER Seniors: Watch Out for Stockbroker Fraud If You’re a Victim, We Can Help Unscrupulous stockbrokers prey on seniors in particular. After all, seniors hold 1/3 of the nation’s wealth. Seniors may also be more receptive to higher return opportunities in a low interest rate environment.  Be careful.  Stockbroker […]

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Nov 22, 2018 - Annuities by |

California and Alameda County Annuity Fraud and Financial Elder Abuse Attorney: Annuity Fraud on Seniors

ATTORNEY NEWSLETTER Annuity Scams Targeted At Seniors Annuity Fraud On average, a senior victimized by financial elder abuse loses over $140,000. That level of monetary loss is devastating.  Unscrupulous insurance agents are among the financial predators on seniors, selling them unsuitable annuities and life insurance that line agents’ pockets with […]

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Contra Costa County and California Financial Elder Abuse and Securities Attorney: Broker Background Checks

ATTORNEY NEWSLETTER Preventing Fraud and Abusive Practices Always Check Backgrounds Before You Buy Hopefully, you already check the backgrounds of any contractors or caregivers or others you let in your home to do work. Checking the background of anyone trying to sell you an investment is equally important!  The Securities […]

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San Francisco and California Securities Fraud Attorney: Stockbroker Fraud

ATTORNEY NEWSLETTER Market Manipulation and Pump and Dump Schemes Fraudulent Schemes Often Target Seniors Coordinated securities fraud schemes can involve concealed offshore accounts, fake news press releases, high-pressure (“boiler room”) sales calls, pump and dump maneuvers, money laundering, and more. Schemers target seniors because seniors have more money to invest […]

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