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Monthly Archives: June 2017

Jun 29, 2017 - Bay Area by |

Alameda County and California Securities Fraud, FINRA Arbitration and Financial Elder Abuse Attorneys: FINRA Enforcement and Awards

ATTORNEY NEWSLETTER FINRA Cracking Down on Bad Brokers Cracking Down on Exploitation The financial industry continues housecleaning with a tough new approach toward brokers with a record of customer disputes. The financial industry largely polices itself through the Financial Industry Regulatory Authority (FINRA). Last week, FINRA announced plans to crack […]

Jun 28, 2017 - Bay Area by |

Financial Elder Abuse Within Families

ATTORNEY NEWSLETTER Financial Elder Abuse Within Families Financial Elder Abuse Close to Home Financial elder abuse plagues seniors throughout this country, the State of California and right here in San Francisco. In a recent case, an elderly couple gave their daughter Power of Attorney over their financial affairs. Within a […]

Jun 22, 2017 - Bay Area by |

San Francisco County and California Annuities and Investment Fraud and Financial Elder Abuse Attorney: Retirement Planning

ATTORNEY NEWSLETTER Holistic Retirement Planning Planning for Tomorrow Twenty-first Century life is ever more caught up in the moment; it’s a Snapchat/Instagram world shared in a succession of moments. But the moments add up to hours and days and years, the years to decades. Before you know it, you’re caught […]

Jun 21, 2017 - Annuities by |

Alameda County and California Annuity and FINRA Arbitration Attorneys: Unsuitable Annuities, Fraud and Commissions

ATTORNEY NEWSLETTER Big Commissions on Unsuitable Annuity Exchanges FINRA Cracking Down Annuity salesman love to promote annuity exchanges, urging clients to swap one annuity for another. Big commissions incentivize salesmen for deals unsuitable to clients. For years, the Financial Industry Regulatory Authority (FINRA) has warned investors about the risks of […]

Jun 20, 2017 - Bay Area by |

San Francisco County and California Whistleblower and Securities and Tax Fraud Attorneys: Tax and Securities Fraud and False Claims

ATTORNEY NEWSLETTER IRS Whistleblower Reveals Hedge Fund Tax Fraud Massive Tax Fraud and Multiple False Claims Tax fraud ranges from cheating on a 1040 to massive tax avoidance schemes, often offshore, amounting to the tens of millions. One whistleblower (also known as a “relator” under some statutes) has blown the […]

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