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Category: Financial Exploitation

May 12, 2015 - Consumer fraud by |

Understanding Securities and FINRA Arbitration

ATTORNEY NEWSLETTER Arbitration is the most widely used form of conflict resolution in the securities industry, and the Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the industry. The customer is nearly always bound by a customer agreement to resolve disputes through arbitration. San Francisco securities […]

May 6, 2015 - Elder Abuse by |

San Mateo County Financial Elder Abuse Attorneys Say Bank Employees Can Play Significant Role in Preventing Financial Elder Abuse

ATTORNEY NEWSLETTER San Mateo County financial elder abuse attorneys say that bank employees can play a significant role in preventing financial elder abuse. Bank workers can often be the first, and possibly only, people in an elderly person’s life who is in a position to detect financial exploitation. Financial exploitation […]

Apr 29, 2015 - Annuities Fraud by |

Financial Industry Regulatory Authority Launches Toll-Free Support Line for Senior Investors

ATTORNEY NEWSLETTER The Financial Industry Regulatory Authority (FINRA) has launched a toll-free line to support senior citizens and advise them on financial matters. The FINRA Securities Helpline for Seniors is designed to help older investors get neutral, informed advice regarding their brokerage accounts and investments, and avoid seniors from becoming […]

Apr 24, 2015 - Annuities by |

How to Protect Yourself from the Risks of Deferred Annuities

ATTORNEY NEWSLETTER California financial fraud attorneys want to provide consumers with tips, tools, and resources to protect against the risks of purchasing deferred annuities. For more on deferred annuities and their risks, read here: /the-risks-of-deferred-annuities-and-what-youre-really-paying-for/. TIPS TO DETERMINE IF A DEFERRED ANNUITY IS AN APPROPRIATE INVESTMENT FOR YOU: -Research the […]

Apr 22, 2015 - Consumer fraud by |

Proposed Rule Change Could Help Prevent Stockbroker Fraud, Say California Stockbroker Fraud Attorneys

ATTORNEY NEWSLETTER California stockbroker fraud attorneys say that the United States government is considering a new rule change that would help prevent stockbroker fraud. The United States government is reportedly considering a rule that would require stockbrokers to put their clients’ interests above their own. This would prevent a stockbroker […]

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