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Category: Financial Exploitation

Dec 7, 2018 - Annuities by |

California and Alameda County Financial Elder Abuse Attorney: Financial Exploitation of Seniors

ATTORNEY NEWSLETTER FINRA Reports Surge In Financial Elder Abuse Claims Unsuitable Products, Breach of Contract, Negligent Advice and More Investors harmed by broker or advisor recommendations can file complaints about the misconduct with the Financial Industry Regulatory Authority (FINRA). FINRA has the power to levy fines and disciplinary sanctions.  The […]

Sep 28, 2018 - Annuities by |

Marin County and California Financial Elder Abuse and Annuity Attorneys: Concealed Annuity Replacements

ATTORNEY NEWSLETTER The Trouble With Annuity Replacements Churning Annuities In shifting economic climates, insurance agents often recommend replacement of old annuity or whole or universal life insurance policies with promises of better, newer products. For most policyholders, especially seniors, replacements are inappropriate because they are expensive, can trigger tax liabilities, […]

San Francisco and California Securities Fraud and Financial Elder Abuse Attorneys: Stripping Away Elder Protection

ATTORNEY NEWSLETTER President Obama’s Fiduciary Rule Put You First, Not Your Broker The Current Administration Will Eliminate That Protection The Trump Administration is intent on destroying consumer protection. Witness his attack on the Consumer Financial Protection Bureau and now on President Obama’s initiative to protect consumers from financial advisors who […]

Jun 24, 2018 - Evans Law Firm by |

California and San Francisco Whistleblower and Securities Fraud Attorney: Fraudulent Failures to Disclose

ATTORNEY NEWSLETTER Failure to Disclose as Securities Fraud Recently the Securities and Exchange Commission (SEC) reached a $35 million settlement with Altaba Inc. for alleged securities fraud[1].  For those of you that don’t know, Altaba is the old Yahoo!. Previously, the SEC charged the company with failure to investors of […]

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