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Monthly Archives: February 2019

Marin County and California Nursing Home Abuse Attorneys: Wandering and Elopement Dangers for Seniors

ATTORNEY NEWSLETTER Wandering: A Real Danger With Alzheimer’s Sufferers Wandering (also known as elopement) is a common behavior for older persons suffering from dementia, especially those with Alzheimer’s disease. Alzheimer’s victims are often disoriented and incapable of recognizing their surroundings or finding their way home if they have wandered off.  […]

Feb 4, 2019 - Annuities Fraud by |

FINRA Levies Big Fines in 2018 for Unsuitable Annuities and More

ATTORNEY NEWSLETTER FINRA Levies Big Fines in 2018 for Sales of Unsuitable Annuities and Other Misconduct The Financial Industry Regulatory Authority (FINRA) polices financial advisor fraud including recommendations of unsuitable annuities. The agency detected a disturbing trend of sales to consumers, including seniors, of unsuitable products and “largely unsupervised” inappropriate […]

Feb 1, 2019 - Annuities by |

San Francisco and California Securities and Financial Elder Abuse Attorney: Surrenders and L Share Variable Annuities

ATTORNEY NEWSLETTER FINRA Concerns With L Share Annuities L Share Variable Annuities are a type of variable annuity where the surrender charge period under the contract is shortened to three or four years but administrative fees and mortality expense rates are higher. L-Shares are also often sold with long-term riders […]

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