securities fraud Archives - Page 13 of 13

Category: securities fraud

California Securities Fraud Lawyers Share New Financial Industry Regulatory Authority Guidelines

May 27, 2015

Ingrid Evans

ATTORNEY NEWSLETTER The Financial Industry Regulatory Authority (FINRA) has announced tougher sanctions for those who commit fraud or make unsuitable recommendations to clients, as well as increased suspensions under the...

An Overview of the SEC Whistleblower Award Program

May 21, 2015

Ingrid Evans

Evans Law Firm

ATTORNEY NEWSLETTER The SEC Award program was created by the Dodd-Frank Act. This provides an incentive for people to give any information which would let the SEC take sanctions in an amount over $1 million. A whistleblower...

Understanding Securities and FINRA Arbitration

May 12, 2015

Ingrid Evans

Consumer fraud

ATTORNEY NEWSLETTER Arbitration is the most widely used form of conflict resolution in the securities industry, and the Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the...

Financial Industry Regulatory Authority Launches Toll-Free Support Line for Senior Investors

April 29, 2015

Ingrid Evans

Annuities Fraud

ATTORNEY NEWSLETTER The Financial Industry Regulatory Authority (FINRA) has launched a toll-free line to support senior citizens and advise them on financial matters. The FINRA Securities Helpline for Seniors is designed to...

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Category: securities fraud

California Securities Fraud Lawyers Share New Financial Industry Regulatory Authority Guidelines

An Overview of the SEC Whistleblower Award Program

Understanding Securities and FINRA Arbitration

Financial Industry Regulatory Authority Launches Toll-Free Support Line for Senior Investors

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Evans Law Firm, Inc.

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Los Angeles

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