ATTORNEY NEWSLETTER Since the inception of the Securities and Exchange Commission’s whistleblower program when the Dodd-Frank Wall Street Reform and Consumer Protection Act was signed into law in 2010, the SEC has done...
Category: securities fraud
Understanding Indexed Universal Life Illustrations
June 23, 2015
ATTORNEY NEWSLETTER Indexed universal life (IUL) insurance illustrations often appear compelling, and can outperform traditional universal life (UL) illustrations. However, these illustrations can be misleading and set...
ATTORNEY NEWSLETTER Seniors are frequently victims of investment fraud, according to California securities fraud lawyers. The Securities and Exchange Commission’s Office of Investor Education and Advocacy provides some...
ATTORNEY NEWSLETTER California stockbroker fraud attorneys want the public to be aware of potential stock tip scams. In one common “stock tip” scheme, people receive a call from a stranger. The message sounds like...
ATTORNEY NEWSLETTER The Financial Industry Regulatory Authority and the Securities and Exchange Commission recently published a report regarding senior investors. The report sets forth new recommendations for firms that...