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Tag: investment fraud

Nov 12, 2016 - Uncategorized by |

Marin County Investment Fraud Attorney: SEC Fraud

ATTORNEY NEWSLETTER Investment Fraud and SEC Investigations As financial advisors warn about the “retirement shortfall” that is facing many retirees, seniors are coming under increased pressure to buy financial products, leverage assets like their homes, and find other ways to make their money last. One of the riskiest choices seniors […]

Apr 14, 2014 - False Claims by |

Whistleblowers Helping the Public By Exposing Fraud

ATTORNEY NEWSLETTER The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act was put in place to curb financial fraud.  One of the provisions contained in the Dodd-Frank legislation is designed to reward whistleblowers for coming forward and reporting fraudulent activity against the government.  The Securities and Exchange Commission is […]

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