ATTORNEY NEWSLETTER The Financial Industry Regulatory Authority and the Securities and Exchange Commission recently published a report regarding senior investors. The report sets forth new recommendations for firms that...
Credit Scores to Monitor Fraud
June 1, 2015
When many young adults step out into the real world on their own for the first time, some of them get into the habit of checking their credit scores and monitoring any dips or changes that would cause red flags. Young adults...
ATTORNEY NEWSLETTER Although elder abuse is a growing problem in this country, a lack of coordination among states and their various agencies, as well as budgetary issues, makes addressing and preventing this issue very...
Financial Elder Abuse and Undue Influence
May 28, 2015
ATTORNEY NEWSLETTER The State of California recently modified the former definition of “undue influence” in the Welfare and Institutions Code. Before 2014, in order to prove undue influence, a special relationship...
California Securities Fraud Lawyers Share New Financial Industry Regulatory Authority Guidelines
May 27, 2015
ATTORNEY NEWSLETTER The Financial Industry Regulatory Authority (FINRA) has announced tougher sanctions for those who commit fraud or make unsuitable recommendations to clients, as well as increased suspensions under the...