ATTORNEY NEWSLETTER The SEC Award program was created by the Dodd-Frank Act. This provides an incentive for people to give any information which would let the SEC take sanctions in an amount over $1 million. A whistleblower...
Category: Investment Fraud
ATTORNEY NEWSLETTER Arbitration is the most widely used form of conflict resolution in the securities industry, and the Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the...
ATTORNEY NEWSLETTER The Securities and Exchange Commission has announced a $600,000 reward for a whistleblower for the first time in a retaliation claim. The whistleblower, a former hedge-fund trader for Paradigm Capital...
ATTORNEY NEWSLETTER San Mateo County financial elder abuse attorneys say that bank employees can play a significant role in preventing financial elder abuse. Bank workers can often be the first, and possibly only, people in...
Financial Industry Regulatory Authority Launches Toll-Free Support Line for Senior Investors
April 29, 2015
ATTORNEY NEWSLETTER The Financial Industry Regulatory Authority (FINRA) has launched a toll-free line to support senior citizens and advise them on financial matters. The FINRA Securities Helpline for Seniors is designed to...