ATTORNEY NEWSLETTER FINRA Levies Big Fines in 2018 for Sales of Unsuitable Annuities and Other Misconduct The Financial Industry Regulatory Authority (FINRA) polices financial advisor fraud including recommendations of...
Category: Elder Financial Abuse
San Francisco and California Financial Elder Abuse Attorney: Financial Elder Abuse Jumps in San Francisco
February 3, 2019
ATTORNEY NEWSLETTER Financial Elder Abuse on the Rise in San Francisco Law Enforcement Only Investigates a Fraction of the Cases Cases of elder and dependent adult abuse in the City jumped 18 percent in 2017, according to a...
Alameda County and California Financial Elder Abuse Attorneys: Financial Exploitation of Seniors in Alameda County
February 2, 2019
ATTORNEY NEWSLETTER 100% of Seniors at High Risk of Financial Elder Abuse Criminals find seniors easy targets for financial elder abuse and theft. All seniors are at risk. While the elderly may be alert to well-publicized...
San Francisco and California Securities and Financial Elder Abuse Attorney: Surrenders and L Share Variable Annuities
February 1, 2019
ATTORNEY NEWSLETTER FINRA Concerns With L Share Annuities L Share Variable Annuities are a type of variable annuity where the surrender charge period under the contract is shortened to three or four years but administrative...
San Francisco and California Financial Elder Abuse Attorney: Fraud and Financial Elder Abuse
January 30, 2019
ATTORNEY NEWSLETTER Financial Exploitation of Seniors Law Enforcement Nabs Abusers Preying on the Elderly Financial exploitation of the elderly comes in different shapes and sizes. Last week, local law enforcement apprehended...