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Category: Blog

Jun 29, 2017 - Bay Area by |

Alameda County and California Securities Fraud, FINRA Arbitration and Financial Elder Abuse Attorneys: FINRA Enforcement and Awards

ATTORNEY NEWSLETTER FINRA Cracking Down on Bad Brokers Cracking Down on Exploitation The financial industry continues housecleaning with a tough new approach toward brokers with a record of customer disputes. The financial industry largely polices itself through the Financial Industry Regulatory Authority (FINRA). Last week, FINRA announced plans to crack […]

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